[PDF.16xo] Capital Markets Law and Compliance: The Implications of MiFID (Law Practitioner Series)

Capital Markets Law and Compliance: The Implications of MiFID (Law Practitioner Series)

[PDF.ym09] Capital Markets Law and Compliance: The Implications of MiFID (Law Practitioner Series)

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 | #5556967 in Books |  Cambridge University Press |  2008-01-28 | Original language:English | PDF # 1 |  8.98 x1.06 x5.98l,1.95 | File type: PDF | 482 pages

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||About the Author|Paul Nelson is a partner and Head of the Financial Markets Group at Linklaters, London. He is also Professor of Capital Markets Regulation and Compliance at the ICMA Centre, University of Reading.

The Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level 'principles-based regulation'. In response to this, Paul Nelson presents practical guidance on the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management. All laws and rules relevan...

You easily download any file type for your device.Capital Markets Law and Compliance: The Implications of MiFID (Law Practitioner Series)   |  Paul Nelson. Just read it with an open mind because none of us really know.

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