| #12388736 in Books | 2010-11-19 | Original language:English | PDF # 1 | .0 x.0 x.0l,.0 | File type: PDF | 1600 pages||About the Author|Clifford E. Kirsch is a Partner at Sutherland LLP in New York City. A former Vice President and Senior Corporate Counsel at The Prudential Insurance Company of America, Mr. Kirsch was on the staff of the SEC s Division of Investment Management f
Major changes in broker-dealer regulation are imminent as a result of today s financial services crisis. At the same time, broker-dealers and their legal advisers also need a firm grounding in the basic regulatory regime that currently governs the industry. PLI s Broker-Dealer Regulation can ensure you stay up to speed with the many new regulations coming your way and gain a solid, working grasp of today s standards. This essential, accessible reference will show you how...
You easily download any file type for your device.Broker-Dealer Regulation (2 Volume Set) | Clifford Kirsch. A good, fresh read, highly recommended.
