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Principles of Securities Regulation: Concise Handbooks (Hornbook Series Student Edition)

Thomas L. Hazen




[PDF.ne75] Principles of Securities Regulation: Concise Handbooks (Hornbook Series Student Edition)

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 | #6719341 in Books |  2005-09 | Original language:English | PDF # 1 |  9.00 x6.25 x.50l, | File type: PDF | 441 pages

||2 of 2 people found the following review helpful.| Good even for the non-lawyer|By C. Ang|I read this book to acquaint myself with the basic concepts in securities regulation. The book provides coverage with an ample number of major topics, which I found fairly interesting. I have a finance background, and this book provided me with how the law perceives securities. It is also helpful in understanding what documents and requ

Provides extensive discussion on security regulations. Authoritative coverage includes registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities and Exchange Act of 1934; jurisdiction aspects; federal regulation of investment companies; and arbitration rules. Includes information on how to perform securities regulation research on Westlaw®.



You easily download any file type for your device.Principles of Securities Regulation: Concise Handbooks (Hornbook Series Student Edition)   |  Thomas L. Hazen. A good, fresh read, highly recommended.

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