[PDF.65qp] Regulation Crowdfunding Reporter: Recent Rulings of National Significance

Regulation Crowdfunding Reporter: Recent Rulings of National Significance

[PDF.jn68] Regulation Crowdfunding Reporter: Recent Rulings of National Significance

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 |  2014-06-04 | Original language:English | PDF # 1 |  11.00 x.8 x8.50l,.25 | File type: PDF | 34 pages

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The JOBS Act requires the Commission to adopt a number of rules implementing crowdfunding, including the following: 1. Rules to carry out Section 4(6) and Section 4A of the Securities Act, pursuant to Section 302(c) of the JOBS Act; 2. Rules to provide for disqualifications of issuers, brokers or funding portals pursuant to Section 302(d) of the JOBS Act; 3. Rules to exempt, conditionally or unconditionally, the requirement for a registered funding portal to register...

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