[PDF.81kv] Principles of Securities Regulation, 3d The Concise Hornbook Series

Principles of Securities Regulation, 3d The Concise Hornbook Series

[PDF.sn69] Principles of Securities Regulation, 3d The Concise Hornbook Series

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 | #2220786 in Books |  2009-09-30 |  2009-09-28 | Original language:English | PDF # 1 |  .64 x7.41 x9.43l,.1 | File type: PDF | 479 pages

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This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regu...

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