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| #3956950 in Books | Practising Law Institute (PLI) | 2011-11-16 | Original language:English | PDF # 2 | .0 x.0 x.0l,.0 | File type: PDF | 1980 pages | ||About the Author|Clifford E. Kirsch is partner at Sutherland Asbill & Brennan LLP in New York City. Previously, he was Vice President and Senior Corporate Counsel at the Prudential Insurance Company of America. Prior to that, he was first vice president a
Updated to reflect the Dodd-Frank Act, the many FINRA amended rules, and the SEC 2010 Amendments, the new third edition of Mutual Funds and Exchange Traded Funds Regulation offers definitive legal and compliance information, helping you to: Satisfy prospectus disclosure and delivery standards Draft airtight advisory, distribution, custodian, and other contracts Structure sound compensation agreements Exploit statutory safe harbors and other exemptions Use SEC-appr...
You can specify the type of files you want, for your gadget.Mutual Funds and Exchange Traded Funds Regulation (2 Volume Set) | Clifford Kirsch. I really enjoyed this book and have already told so many people about it!
