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Financial Services Authority Regulation and Risk-Based Compliance: Second Edition

Stuart Bazley, Andrew Haynes




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 | #13164956 in Books |  2006-12-01 | Original language:English | PDF # 1 |  9.10 x1.30 x6.20l,1.95 | File type: PDF | 495 pages

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Previously entitled Risk-Based Compliance, this unique guide to the role of risk-based Financial Services Authority (FSA) regulation compliance in the UK financial services industry has been fully updated and comprehensively rewritten. Focusing on the latest due diligence mechanisms, this specialist guide ensures financial services organizations can accurately and confidently comply with their legal responsibilities. The advice and information includes: operating a risk-...

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