[PDF.59ki] Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations (World Bank Working Papers)

Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations (World Bank Working Papers)

[PDF.fu23] Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations (World Bank Working Papers)

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 | #4030240 in Books |  World Bank Publications |  2010-01-12 | Original language:English | PDF # 1 |  10.00 x.40 x7.01l,.73 | File type: PDF | 184 pages

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This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive―MiFID) and U.S. securities regulations. The analysis focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. We show that although there may be regional differences in the structure and rules of current securities regulation,...

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